Regulators list by region (STOs allowed)

North America

  • U.S. Securities and Exchange Commission (SEC) (United States)
  • Financial Industry Regulatory Authority (FINRA) (United States)

Europe

  • European Parliament and the Council of the European Union (European Union)
  • Liechtenstein Financial Market Authority (FMA) (Liechtenstein)
  • Commission de Surveillance du Secteur Financier (CSSF) (Luxembourg)
  • Swiss Financial Market Supervisory Authority (FINMA) (Switzerland)
  • Autorité des marchés financiers (AMF) (France)
  • Federal Financial Supervisory Authority (BaFin) (Germany)
  • Malta Financial Services Authority (Malta)
  • The U.K.’s Financial Conduct Authority (FCA) (United Kingdom)

Asia

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