List of STO financial regulatory authorities by country

A-B

  • AfghanistanDa Afghanistan Bank (DAB)
  • Albania – Albanian Financial Supervisory Authority (FSA)
  • Algeria – Commission d’Organisation et de Surveillance des Opérations de Bourse (COSOB)
  • Andorra Andorran Financial Authority (AFA)
  • Anguilla Anguilla Financial Services Commission
  • Antigua & Barbuda – Financial Services Regulatory Commission
  • Argentina – Comisión Nacional de Valores (CNV)
  • Armenia Central Bank of Armenia (CBA)
  • Australia:
  • Austria:
    • Financial Market Authority (FMA, Finanzmarktaufsichtsbehörde in German)
    • Oesterreichische Nationalbank
    • Austrian Takeover Commission (Übernahmekommission in German)
  • Azerbaijan
    • Financial Market Supervisory Authority of Azerbaijan ;
  • Bahamas:
    • Central Bank of The Bahamas
    • Securities Commission of the Bahamas
  • Bahrain – Central Bank of Bahrain
  • Bangladesh:
    • Bangladesh Bank
    • Securities and Exchange Commission (Bangladesh)
  • Barbados:
    • Barbados Financial Services Commission
    • Central Bank of Barbados
    • Financial Intelligence Unit (Barbados)
  • Belarus:
    • National Bank of the Republic of Belarus
  • Belgium:
    • Financial Services and Markets Authority (FSMA – Autorité des services et marchés financiers/Authoriteit voor Financiële Diensten en Markten)
    • National Bank of Belgium (NBB – Banque Nationale de Belgique/Nationale Bank van België)
  • Belize – International Financial Services Commission
  • Bermuda – Bermuda Monetary Authority
  • Bhutan – Royal Monetary Authority of Bhutan (RMA)
  • Bolivia – Autoridad de Supervisión del Sistema Financiero (ASFI)
  • Bosnia and Herzegovina:
    • Republika Srpska Securities Commission for Republika Srpska
    • Securities Commission of the Federation of Bosnia and Herzegovina (Komisiji za vrijednosne papire Federacije Bosne i Hercegovina in Bosnian)
  • Botswana
    • Non-Bank Financial Institutions Regulatory Authority (NBFIRA)
    • Bank of Botswana (BOB)
  • Brazil
    • Banco Central do Brasil (BACEN)
    • Comissão de Valores Mobiliários (CVM)
    • Superintendência de Seguros Privados (SUSEP)
  • British Virgin Islands – British Virgin Islands Financial Services Commission
  • Brunei – Brunei International Financial Center of the Ministry of Finance
  • Bulgaria – Financial Supervision Commission (Bulgaria) (FSC)

C-D

  • Cambodia – National Bank of Cambodia (NBC)
  • Canada:
    • Canada Deposit Insurance Corporation
    • Office of the Superintendent of Financial Institutions (OSFI)
    • Financial Transactions and Reports Analysis Centre of Canada (FINTRAC)
    • Canadian Securities Administrators (CSA)
      • Alberta Securities Commission
      • Autorité des marchés financiers – Québec
      • British Columbia Securities Commission (BCSC)
      • Ontario Securities Commission (OSC)
    • Investment Industry Regulatory Organization of Canada (IIROC)
    • Mutual Fund Dealers Association (MFDA)
    • Financial Services Commission of Ontario
    • Financial Institutions Commission – Province of British Columbia
  • Cayman Islands – Cayman Islands Monetary Authority
  • Chile – Superintendencia de Valores y Seguros
  • China, People’s Republic of;
    • China Securities Regulatory Commission (CSRC)
    • China Banking Regulatory Commission (CBRC)
    • China Insurance Regulatory Commission (CIRC)
  • China, Republic of (Taiwan) – Financial Supervisory Commission
  • Colombia;
    • Superintendencia Financiera de Colombia
    • National Directorate of Taxes and Customs (DIAN)
  • Congo, the Democratic Republic of – Central Bank of Congo
  • Costa Rica:
    • Superintendencia General de Valores
    • Superintendencia General de Seguros (Costa Rica)
  • Côte d’Ivoire;
    • Banque Centrale des Etats de l’Afrique de l’Ouest
  • Croatia – Croatian Financial Services Supervisory Agency
  • Cyprus;
    • Central Bank of Cyprus
    • Cyprus Securities and Exchange Commission (CYSEC)
    • Cyprus Insurance Companies Control Service (ICCS)
  • Czech Republic – Czech National Bank
  • Denmark – Financial Supervisory Authority (Denmark), (Finanstilsynet in Danish)
  • Dominican Republic:
    • Banco Central de la Republica Dominica
    • Superintendencia de Bancos de la Republica Dominicana
  • Dominica
    • Financial Service Unit of the Commonwealth of Dominica

E-I

  • Ecuador – Superintendencia de Bancos
  • Egypt – Financial Regulatory Authority
  • El Salvador – Superintendencia del Sistema Financiero
  • European Union:
    • European Central Bank (ECB)
    • European Banking Authority (EBA)
    • European Securities and Markets Authority (ESMA)
    • European Insurance and Occupational Pensions Authority (EIOPA)
    • European Systemic Risk Board (ESRB)
  • Estonia:
    • Financial Supervision Authority (Finantsinspektsioon in Estonian)
    • Estonian Bank (Eesti Pank in Estonian)
  • Faroe Islands – Insurance Authority of the Faroe Islands (Tryggingareftirlitið in Faroese) (For Insurance, Pension and mortgages all other finance is regulated by Financial Supervisory Authority (Denmark))
  • Finland – Financial Supervisory Authority, (FIN-FSA Finanssivalvonta in Finnish)
  • France:
    • Autorité des marchés financiers (France) (AMF)
    • Registre unique des Intermediaires en Assurance, Banque et Finance (France) (ORIAS)
    • Autorité de Controle Prudentiel (France) (ACPR)
    • French Takeover Panel
  • Georgia – National Bank of Georgia
  • Germany – Federal Financial Supervisory Authority (BaFin – Bundesanstalt für Finanzdienstleistungsaufsicht)
  • Ghana;
    • Securities and Exchange Commission (Ghana) (SEC)
    • Bank of Ghana (BOG)
  • Gibraltar – Gibraltar Financial Services Commission (GFSC)
  • Greece – Hellenic Capital Market Commission
  • Grenada – Grenada International Financial Services Authority (GIFSA)
  • Guatemala – Superintendencia de Bancos (SB)
  • Guernsey – Guernsey Financial Services Commission
  • Honduras – National Banks and Securities Commission (Comisión Nacional de Bancos y Seguros in Spanish)
  • Hong Kong:
    • Hong Kong Monetary Authority (HKMA)
    • Hong Kong Securities and Futures Commission (SFC)
    • Hong Kong Insurance Authority (IA)
    • Hong Kong Mandatory Provident Fund Schemes Authority (MPFA)
  • Hungary – Hungarian National Bank (Hungarian: Magyar Nemzeti Bank (MNB))
  • Iceland – Financial Supervisory Authority
  • India:
    • Reserve Bank of India (RBI)
    • Securities and Exchange Board of India (SEBI)
    • Forward Markets Commission (India) (FMC)
    • Insurance Regulatory and Development Authority of India (IRDAI)
    • Pension Fund Regulatory and Development Authority (PFRDA)
    • Ministry of Corporate Affairs (MCA)
  • Indonesia:
    • Financial Services Authority (Indonesia) (Indonesian: Otoritas Jasa Keuangan) (OJK)
    • Bank Indonesia
  • Ireland:
    • Central Bank of Ireland
    • Irish Takeover Panel
  • Islamic Republic of Iran:
    • Securities and Exchange Organization of Iran
    • Central Bank of Iran
  • Iraq – Iraq Securities Commission (ISC)
  • Isle of Man – Isle of Man Financial Services Authority
  • Israel – Israel Securities Authority (ISA)
  • Italy:
    • Commissione Nazionale per le Società e la Borsa (CONSOB)
    • Institute for the Supervision of Insurance (ISVAP)

J-L

  • Jamaica – Financial Services Commission (Jamaica)
    • Bank of Jamaica
  • Japan:
    • Financial Services Agency
    • Securities and Exchange Surveillance Commission (SESC)
  • Jersey – Jersey Financial Services Commission
  • Jordan – Jordan Securities Commission
  • Kazakhstan:
    • Agency of the Republic of Kazakhstan on Regulation and Supervision of Financial Market and Financial Organizations (Агентство Республики Казахстан по регулированию и надзору финансового рынка и финансовых организаций in Kazakh )
    • Committee for the Control and Supervision of the Financial Market and Financial Organizations of the National Bank of the Republic of Kazakhstan
  • Kenya – Capital Markets Authority (Kenya)
  • Kuwait:
    • Central Bank of Kuwait (CBK) (بنك الكويت المركزي in Arabic)
    • Capital Markets Authority Kuwait (CMA) (هيئة أسواق المال – دولة الكويت in Arabic)
  • Korea, South:
    • Financial Services Commission (FSC)
    • Financial Supervisory Service (FSS)
  • Latvia – Financial and Capital Market Commission
  • Lebanon – Banking Control Commission of Lebanon (BCCL) and Insurance Control Commission (ICC)
  • Liechtenstein – Financial Market Authority (Liechtenstein) (FMA)
  • Lithuania – Bank of Lithuania
  • Luxembourg:
    • Commission de Surveillance du Secteur Financier (CSSF)
    • Commissariat aux Assurances (CAA)

M-R

  • Malaysia
    • Bank Negara Malaysia (BNM)
    • Securities Commission Malaysia (SC)
    • Labuan Financial Services Authority (Labuan FSA)
  • Malawi
    • Reserve Bank of Malawi (RBM)
  • Malta – Malta Financial Services Authority (MFSA)
    • Central Bank of Malta
  • Mauritania – Central Bank of Mauritania (BCM)
  • Mauritius
    • Bank of Mauritius (BOM)
    • Financial Services Commission (FSC)
  • Mexico
    • Comisión Nacional Bancaria y de Valores
    • Comisión Nacional para la Protección y Defensa de los Usuarios de Servicios Financieros
  • Moldova – National Commission for Financial Markets
  • Montenegro – Insurance Supervision Agency
  • Montserrat – Montserrat Financial Services Commission
  • Mongolia
    • Financial Regulatory Commission of Mongolia
    • Central Bank of Mongolia
  • Morocco – Autorité Marocaine du Marché des Capitaux (AMMC) Ex Conseil déontologique des valeurs mobilières (CDVM)
  • Nepal
    • Nepal Rastra Bank (Central Bank of Nepal – Regulator and Supervisor of Banks and Financial Institutions)
    • Beema Samiti (Regulator of Insurance Companies)
    • Securities Board Nepal (SEBON)
  • Netherlands
    • Netherlands Authority for the Financial Markets (AFM – Autoriteit Financiële Markten in Dutch)
    • De Nederlandsche Bank (DNB)
  • Netherlands Antilles – Bank of the Netherlands Antilles[2]
  • New Zealand – Financial Markets Authority (New Zealand)
  • Nigeria
    • Central Bank of Nigeria (CBN) (Nigeria)
    • Securities and Exchange Commission (Nigeria)
    • National Insurance Commission (NAICOM) (Nigeria)
    • National Pension Commission (PENCOM) (Nigeria)
  • Norway – Financial Supervisory Authority of Norway (Finanstilsynet in Norwegian)
  • Oman – Capital Market Authority (Oman)
  • Pakistan – State Bank of Pakistan
  • Panama – Superintendencia del Mercado de Valores
  • Peru:
    • Superintendencia de Banca, Seguros y AFP (SBS)
    • Superintendencia del Mercado de Valores (SMV)
  • Philippines:
    • Philippine Securities and Exchange Commission (SEC)
    • Insurance Commission (Komisyon ng Seguro)
    • Bangko Sentral ng Pilipinas (Central Bank of the Philippines)
    • Philippine Deposit Insurance Corporation (PDIC)
    • Department of Finance (DOF)
    • Philippine Stock Exchange (PSE)
    • Bureau of Treasury
  • Poland – Polish Financial Supervision Authority (KNF)
  • Portugal:
    • Portuguese Securities Market Commission (CMVM)
    • Portuguese Insurance Regulator (ASF)
  • Qatar – Qatar Financial Markets Authority (QFMA)
  • Republic of Macedonia:
    • Securities and Exchange Commission of the Republic of Macedonia (MSEC)
    • National Bank of the Republic of Macedonia
  • Romania – Romanian Financial Supervisory Authority
  • Russia – Central Bank of Russia (CBR)

S-T

  • Saint Lucia – Financial Sector Supervision Unit
  • Saint Kitts and Nevis:
    • Financial Services Regulatory Commission
    • Nevis Financial Regulatory Services Commission
  • Saint Vincent and the Grenadines – Financial Services Authority
  • San Marino – Central Bank of San Marino (BCSM)
  • Saudi Arabia
  • Saudi Arabian Monetary Agency (SAMA) (مؤسسة النقد العربي السعودي in Arabic)
  • Capital Market Authority (Saudi Arabia) (CMA) (هيئة السوق المالية in Arabic)
  • Serbia – Securities Commission (Serbia)
  • Seychelles;
    • Central Bank of Seychelles
    • Seychelles Financial Services Authority (SFSA) [1]
  • Singapore – Monetary Authority of Singapore (MAS)
  • Slovenia – Securities Market Agency (ATVP Agencija za Trg Vrednostnih Papirjev)
  • South Africa;
    • South African Reserve Bank
    • National Credit Regulator
    • Financial Services Board (South Africa)
  • Spain:
    • Investment sector regulator – Spanish Securities Market Commission (Comisión Nacional del Mercado de Valores, CNMV) [MiFID]
    • Insurance sector regulator (life and general) – Direccion General de Seguros (DGS)[IMD]
    • Banking sector regulator – Banco de España (BdE)
  • Sri Lanka
    • Central Bank of Sri Lanka
    • Securities and Exchange Commission of Sri Lanka
  • Swaziland – Capital Markets Development Unit (Central Bank of Swaziland)
  • Sweden – Financial Supervisory Authority (Sweden) (Finansinspektionen, FI)
  • Switzerland:
    • Swiss Financial Market Supervisory Authority
    • Swiss National Bank
    • SIX Swiss Exchange
  • Tanzania – Capital Markets and Securities Authority
  • Taiwan – Financial Supervisory Commission
  • Thailand:
    • Bank of Thailand (BOT)
    • Office of the Securities and Exchange Commission, Thailand (Thai SEC)
  • Trinidad and Tobago – Central Bank of Trinidad and Tobago
    • Trinidad and Tobago Securities and Exchange Commission
  • Tunisia – Conseil du marché financier
  • Turkey:
    • Banking Regulation and Supervision Agency of Turkey (BRSA – )
    • Capital Markets Board of Turkey (CMB)

U-Z

  • Uganda
    • Capital Markets Authority (Uganda) (CMA)
    • Insurance Regulatory Authority of Uganda
  • Ukraine – National Securities and Stock Market Commission (NSSMC)
  • United Arab Emirates:
    • Insurance Authority – (IA)
    • Securities and Commodities Authority – (SCA)
    • United Arab Emirates (Dubai) – Dubai Financial Services Authority – (DFSA)
  • United Kingdom:
    • Bank of England (BoE)
    • Prudential Regulation Authority (PRA)
    • Financial Conduct Authority (FCA)
    • Panel on Takeovers and Mergers (PANEL)
    • Financial Policy Committee (FPC)
  • United States:
    • Securities & Exchange Commission (SEC)
    • Commodity Futures Trading Commission (CFTC)
    • Federal Reserve System (“Fed”)
    • Federal Deposit Insurance Corporation (FDIC)
    • Financial Crimes Enforcement Network (FinCEN)
    • Financial Industry Regulatory Authority (FINRA)
    • Office of the Comptroller of the Currency (OCC)
    • National Credit Union Administration (NCUA)
    • Consumer Financial Protection Bureau (CFPB)
    • National Association of Insurance Commissioners (NAIC)
    • National Futures Association (NFA)[3]
    • In addition, each state has its own banking authority[4]
  • Uruguay – Banco Central del Uruguay
  • Uzbekistan – Center for Coordination and Control over Functioning of Securities Market
  • Vatican City – Financial Information Authority
  • Venezuela – Superintendencia Nacional de Valores (SNV)
  • Vietnam – State Securities Commission (SSC)
  • Zambia – Securities and Exchange Commission (Zambia)
  • Zimbabwe – Reserve Bank of Zimbabwe (RBZ)

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